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Securities Update, Summer 2009
 

Published: 07/24/2009

ARTICLES
Don't Get Left Behind: A Time-Saving Guide to Keeping Up With FINRA Rule Changes (07/24/2009 )
Has the Protocol for Broker Recruiting Become the de facto Industry Standard? (07/24/2009 )
Ponzi Schemes and "Selling Away" (07/24/2009 )
Selling Away: Time to Do Away With the Presumption of Guilt (07/24/2009 )
  FILES
SecuritiesUpdateSummer2009.pdf

AREAS OF PRACTICE
Securities Regulation & Litigation

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